Financial Services Regulations

We can assist clients operating in the financial services regulatory world covering both advisory and contentious matters, including FCA authorisations, perimeter issues, supervisory matters, and compliance with conduct rules. 

We offer guidance on FCA authorisations, helping clients navigate the application process.  We help clients understand what activities fall in the scope of the regulatory regime, as well as the application of rules and guidance once authorised.

We assist clients in dealing with FCA inquiries, investigations, and enforcement actions, providing strategic advice and representation. We help companies develop compliant policies and procedures to ensure compliance with conduct rules. With our deep expertise in the field, we offer a comprehensive service to ensure regulatory compliance and protect our clients' business interests.

No matter the regulatory challenge, our team is committed to providing our clients with the highest level of legal representation. Contact us today to learn more about how we can help your business succeed within the bounds of regulatory law.